DFX Intelligence

T•• H••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

T•• H••••• S••••••

Advisor at R••••••• • A•••••••••

HUDSON, OH | OAK BROOK, IL

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Search this name across graphsid dfx:ria:728ddce1-eb1f-74d9-1502-d9075f9c4ed9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• • A•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• • A•••••••••	Independent wealth	Jan 3, 2023	n/a	yes	HUDSON, OH\|OAK BROOK, IL	Current employment
T•••• C•••••• W••••• M••••••••• I••	Independent wealth	Apr 12, 2007	Dec 31, 2022	no	OAK BROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• C•••••• W••••• M••••••••• I••	R••••••• • A•••••••••	Dec 31, 2022	Jan 3, 2023	3	Firm change	RIA to RIA
C••••• A•••••• N••••••• L••	T•••• C•••••• W••••• M••••••••• I••	Dec 31, 2012	Apr 12, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
142728:107489:IL:2022-12-31	Dec 31, 2022	Jan 3, 2023	OAK BROOK, IL	Firm change

Relationships

Registered with (3)

→ R••••••• • A•••••••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ T•••• C•••••• W••••• M••••••••• I••Registered adviserregistration: previous registration
Apr 12, 2007 to Dec 31, 2022factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Oct 27, 2003 to Dec 31, 2012factForm ADV

Dated events

Occurred
Dec 31, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:728ddce1-eb1f-74d9-1502-d9075f9c4ed9
First observed: Oct 27, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.