This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES & ASSOCIATES, INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 20, 2024

First registration

Aug 21, 2024

Dual registered

yes, broker-dealer

IAPD individual key

7922786

• Occurred

  May 26, 2026
  Advisor changed firm

  Enrique Rodriguez left Ubs Financial Services Inc. for Raymond James & Associates, Inc. (registered 2026-06-15)

  Form ADVobserved 5 days ago
• Occurred

  Mar 3, 2025
  Advisor changed firm

  Enrique Rodriguez left Lpl Enterprise, Llc for Ubs Financial Services Inc. (registered 2025-04-16)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:728f35b2-bb05-5423-228f-e1a3ff2c597d

First observed

Aug 21, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.