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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

SHAWN MICHAEL AGAN

Advisor at LPL FINANCIAL LLC

DAVENPORT, IA

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Search this name across graphsid dfx:ria:72904e68-8248-8ea0-77c8-664722aa5c63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 30, 2000
First registration: Mar 27, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4230601

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 6, 2019	n/a	yes	DAVENPORT, IA	Current employment
UNIFIED WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 29, 2005	Jun 25, 2019	no	SCOTTSDALE, AZ\|BETTENDORF, IA\|Davenport, IA	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Oct 1, 2004	Jul 2, 2008	no	SCOTTSDALE, AZ\|BETTENDORF, IA\|BETTENDORF, IA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	May 7, 2003	Oct 11, 2004	no	BETTENDORF, IA	Previous registration
PFA/PINNACLE FINANCIAL ADVISORS	n/a	Dec 4, 2002	Dec 31, 2004	no	PHOENIX, AZ	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Mar 27, 2001	Dec 2, 2002	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNIFIED WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Jun 25, 2019	Jun 6, 2019	-19	Firm change	RIA to RIA
GUNNALLEN FINANCIAL, INC	UNIFIED WEALTH MANAGEMENT, LLC	Jul 2, 2008	Apr 29, 2005	-1,160	Firm change after gap	Other
PFA/PINNACLE FINANCIAL ADVISORS	OSAIC WEALTH, INC.	Dec 31, 2004	May 7, 2003	-604	Firm change after gap	Other
OSAIC WEALTH, INC.	GUNNALLEN FINANCIAL, INC	Oct 11, 2004	Oct 1, 2004	-10	Firm change	Other
ASSET & FINANCIAL PLANNING, LTD	PFA/PINNACLE FINANCIAL ADVISORS	Dec 2, 2002	Dec 4, 2002	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133202:6413:IA:2019-06-25	Jun 25, 2019	Jun 6, 2019	DAVENPORT, IA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 6, 2019 to presentfactForm ADV
→ UNIFIED WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 29, 2005 to Jun 25, 2019factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Oct 1, 2004 to Jul 2, 2008factForm ADV
→ PFA/PINNACLE FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 4, 2002 to Dec 31, 2004factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
May 7, 2003 to Oct 11, 2004factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
Mar 27, 2001 to Dec 2, 2002factForm ADV

Dated events

No dated event names this entity yet.