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Advisor at COMMONWEALTH FINANCIAL NETWORK
SAN DIEGO, CA | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 15, 2022 | n/a | yes | SAN DIEGO, CA|San Diego, CA | Current employment |
| SORRENTO PACIFIC FINANCIAL, LLC | Former SEC adviser | Aug 27, 2018 | Mar 29, 2022 | no | SAN DIEGO, CA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Aug 27, 2018 | Mar 29, 2022 | no | SAN DIEGO, CA | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jun 10, 2014 | Jul 27, 2018 | no | SAN DIEGO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 8, 2004 | Jul 2, 2014 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | SORRENTO PACIFIC FINANCIAL, LLC | Mar 29, 2022 | Aug 27, 2018 | -1,310 | Channel change | Ibd to RIA |
| SORRENTO PACIFIC FINANCIAL, LLC | CUSO FINANCIAL SERVICES, L.P. | Mar 29, 2022 | Aug 27, 2018 | -1,310 | Firm change after gap | Ibd to ibd |
| INDEPENDENT FINANCIAL GROUP, LLC | SORRENTO PACIFIC FINANCIAL, LLC | Jul 27, 2018 | Aug 27, 2018 | 31 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | INDEPENDENT FINANCIAL GROUP, LLC | Jul 2, 2014 | Jun 10, 2014 | -22 | Firm change | Other |