DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
CHESHIRE, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 1, 2019 | n/a | yes | CHESHIRE, CT | Current employment |
| S•••••••• F••••••••• I••• | Former SEC adviser | Dec 5, 2006 | Nov 7, 2019 | no | CHESHIRE, CT|SOUTHBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | L•• F•••••••• L•• | Nov 7, 2019 | Nov 1, 2019 | -6 | Firm change | Ibd to ibd |
| P•••••• C•••••• G••••• L•• | S•••••••• F••••••••• I••• | Nov 27, 2006 | Dec 5, 2006 |
| P•••••• C•••••• G••••• L•• | Former SEC adviser | Jul 11, 2003 | Nov 27, 2006 | no | WEST HARTFORD, CT | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Aug 29, 2001 | Jul 11, 2003 | no | WINDSOR, CT | Previous registration |
| 8 |
| Firm change |
| Other |
| O•••• F•• I••• | P•••••• C•••••• G••••• L•• | Jul 11, 2003 | Jul 11, 2003 | 0 | Firm change | Other |