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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

LEDGER ILS MANAGERS, LLC

CRD 316012

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72a2b47c-dcda-a989-7a3a-dfded94271ca

Data as of Jun 2, 2025 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 8
On other graphs: 0
Observed: Aug 16, 2021 to Jun 2, 2025
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.1MItem 5.F on the latest filing (2025-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $32.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-122320
CRD: 316012
Filings on the tape: 20
First filed: Aug 16, 2021
Latest filed: Jun 2, 2025
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NANOROCK FUND. LTD	Other Private Fund	$94.9M	May 6, 2024	2	Oct 14, 2021	reported	n/a
LEDGER INNOVATION FUND, LTD	Other Private Fund	$16.9M	May 6, 2024	2	Jun 21, 2023	reported	021-484616

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRIS, PATRICK, EUGENE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2021	Aug 16, 2021	Oct 25, 2024
LEDGER INVESTING, INC	DIRECT OWNER	E	yes	08/2021	Mar 30, 2023	Oct 25, 2024
Lewis, Geoffrey, W	CHIEF FINANCIAL OFFICER	Na	yes	09/2022	Dec 15, 2022	Oct 25, 2024
Shah, Samir	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	12/2022	Jan 10, 2023	Oct 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LEDGER CAPITAL MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a
LEDGER RE SPC	n/a	n/a	n/a	N	yes	n/a
LEDGER RISK MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Mar 17, 2025	$106M	$57.8M	4	2	n/a	n/a
2023	Mar 26, 2024	$309M	$276M	7	4	2	$112M
2022	Mar 30, 2023	$177M	$152M	8	5	1	$93.8M
2021	Mar 29, 2022	$155M	$155M	5	3	1	$26.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$32.1M	$309M	-89.6%	$155M	-40.8%	4	7	0	0

Relationships

Advises (2)

→ LEDGER INNOVATION FUND, LTDPrivate fundOther Private Fund, IA
Jun 21, 2023 to presentfactForm ADV
→ NANOROCK FUND. LTDPrivate fundOther Private Fund, IA
Oct 14, 2021 to presentfactForm ADV

Controls (4)

← HARRIS, PATRICK, EUGENEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 16, 2021 to Oct 25, 2024factForm ADV
← Lewis, Geoffrey, WOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 15, 2022 to Oct 25, 2024factForm ADV
← Shah, SamirOwnerCHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Jan 10, 2023 to Oct 25, 2024factForm ADV
← LEDGER INVESTING, INCOwnerDIRECT OWNER, ownership code E, domestic entity
Mar 30, 2023 to Oct 25, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 14, 2024
Regulatory AUM changed
Ledger Ils Managers, Llc reported RAUM $102.1M, down 67% from $309.4M (2024-05-06 to 2024-09-14)
Form ADVobserved 3 days ago
$-207M
Occurred
Jan 10, 2023
Control person left
K Rajiv Punja (Chier Executive Officer And Chief Investment Officer) no longer on Schedule A of Ledger Ils Managers, Llc (listed 2022-12-15, absent 2023-01-10)
Form ADVobserved 3 days ago
Occurred
Jan 10, 2023
Control person left
Marie Kristin Koloniaris (Chief Financial Officer) no longer on Schedule A of Ledger Ils Managers, Llc (listed 2022-12-15, absent 2023-01-10)
Form ADVobserved 3 days ago
Occurred
Jan 10, 2023
Control person joined
Samir Shah (Chief Executive Officer And Chief Investment Officer) appeared on Schedule A of Ledger Ils Managers, Llc
Form ADVobserved 3 days ago
Occurred
Dec 15, 2022
Control person joined
W Geoffrey Lewis (Chief Financial Officer) appeared on Schedule A of Ledger Ils Managers, Llc
Form ADVobserved 3 days ago
Occurred
Mar 29, 2022
Control person joined
Marie Kristin Koloniaris (Chief Financial Officer) appeared on Schedule A of Ledger Ils Managers, Llc
Form ADVobserved 3 days ago
Occurred
Aug 16, 2021
First Form ADV filing
Ledger Ils Managers, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Ledger Ils Managers, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $32.1M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72a2b47c-dcda-a989-7a3a-dfded94271ca
First observed: Aug 16, 2021
Last observed: Jun 2, 2025 15 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEDGER ILS MANAGERS, LLC

CRD 316012

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72a2b47c-dcda-a989-7a3a-dfded94271ca

Data as of Jun 2, 2025 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NANOROCK FUND. LTD

Other Private Fund

$94.9M

May 6, 2024

Oct 14, 2021

reported

n/a

LEDGER INNOVATION FUND, LTD

Other Private Fund

$16.9M

May 6, 2024

Jun 21, 2023

reported

021-484616

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRIS, PATRICK, EUGENE

CHIEF COMPLIANCE OFFICER

yes

06/2021

Aug 16, 2021

Oct 25, 2024

LEDGER INVESTING, INC

DIRECT OWNER

yes

08/2021

Mar 30, 2023

Oct 25, 2024

Lewis, Geoffrey, W

CHIEF FINANCIAL OFFICER

yes

09/2022

Dec 15, 2022

Oct 25, 2024

Shah, Samir

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

12/2022

Jan 10, 2023

Oct 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LEDGER CAPITAL MARKETS, LLC

n/a

yes

n/a

LEDGER RE SPC

n/a

yes

n/a

LEDGER RISK MARKETS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 17, 2025

$106M

$57.8M

n/a

2023

Mar 26, 2024

$309M

$276M

$112M

2022

Mar 30, 2023

$177M

$152M

$93.8M

2021

Mar 29, 2022

$155M

$26.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$32.1M

$309M

-89.6%

$155M

-40.8%