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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GLOBAL WEALTH MANAGEMENT, LLC

CRD 153677

KINGSTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72aacbb1-386d-a8de-3eb0-94f600c75c91

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 4
On other graphs: 0
Observed: Dec 1, 2011 to Feb 27, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.73 fund_share=0.03 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $246MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $219M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $81.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 204
Individual clients: 30
High net worth clients: 31
SEC number: 801-71368
CRD: 153677
Filings on the tape: 50
First filed: Dec 1, 2011
Latest filed: Feb 27, 2026
Organised: Limited Liability Company, NJ
Website: globalwealthllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SRIPAT PANDEY	n/a	Princeton, NJ \| PRINCETON, NJ \| KINGSTON, NJ	8	13	n/a	no
Ronica Sethi	n/a	PRINCETON, NJ \| KINGSTON, NJ \| Princeton, NJ	4	10	n/a	no
EDWARD A GRAHAM	n/a	KINGSTON, NJ	0	29	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRAHAM, EDWARD, A	Cco	Na	yes	05/2021	May 18, 2021	Mar 11, 2024
MARTIN TUCHMAN REVOCABLE TRUST	Member	E	yes	10/2017	Nov 15, 2017	Mar 11, 2024
PANDEY, SRIPAT	MEMBER/ PRESIDENT	A	yes	10/2017	Mar 4, 2015	Mar 11, 2024
GEOGHAN, WILLIAM, AUSTIN	TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST	F	no	10/2017	Nov 15, 2017	Mar 11, 2024
GROSS, RICHARD, WARREN	TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST	F	no	10/2017	Nov 15, 2017	Mar 11, 2024
KOLLURI, RAM, [NMN]	Member	B	no	01/2017	Dec 1, 2011	Mar 11, 2024
TUCHMAN, MARTIN	TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST	F	no	10/2017	Aug 16, 2017	Mar 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$246M	$219M	3	3	0	n/a	n/a
2024	Feb 24, 2025	$231M	$212M	3	3	0	n/a	n/a
2023	Mar 11, 2024	$235M	$212M	3	3	0	n/a	n/a
2022	Mar 6, 2023	$248M	$218M	4	4	1	n/a	n/a
2021	Mar 23, 2022	$288M	$244M	4	4	0	n/a	n/a
2020	Mar 19, 2021	$286M	$232M	4	4	0	n/a	n/a
2019	Mar 31, 2020	$605M	$559M	5	5	0	n/a	n/a
2018	Mar 29, 2019	$538M	$509M	6	6	0	n/a	n/a
2017	Mar 29, 2018	$522M	$510M	5	5	0	n/a	n/a
2016	Mar 8, 2017	$195M	$169M	5	5	n/a	n/a	n/a
2015	Mar 2, 2016	$196M	$169M	5	5	n/a	n/a	n/a
2014	Mar 4, 2015	$221M	$194M	5	5	n/a	n/a	n/a
2013	Feb 7, 2014	$198M	$186M	4	4	n/a	n/a	n/a
2012	Feb 5, 2013	$173M	$173M	4	4	n/a	n/a	n/a
2011	Feb 10, 2012	$152M	$152M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$246M	$231M	6.3%	$248M	-0.3%	3	3	0	0

Relationships

Registered with (7)

← EDWARD A GRAHAMAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Ronica SethiAdvisorregistration: current employment
Oct 26, 2021 to presentfactForm ADV
← SRIPAT PANDEYAdvisorregistration: current employment
Apr 3, 2018 to presentfactForm ADV
← RAM KOLLURIAdvisorregistration: previous registration
Mar 5, 2018 to May 19, 2023factForm ADV
← Lino DeAngelisAdvisorregistration: previous registration
Apr 19, 2018 to Mar 22, 2021factForm ADV
← DANIEL JOHN HANLEYAdvisorregistration: previous registration
Mar 5, 2018 to Jan 17, 2020factForm ADV
← KEKA RATHAdvisorregistration: previous registration
Jun 9, 2010 to Jun 22, 2015factForm ADV

Controls (3)

← GRAHAM, EDWARD, AOwnerCCO, ownership code NA, individual
May 18, 2021 to Mar 11, 2024factForm ADV
← PANDEY, SRIPATOwnerMEMBER/ PRESIDENT, ownership code A, individual
Mar 4, 2015 to Mar 11, 2024factForm ADV
← MARTIN TUCHMAN REVOCABLE TRUSTOwnerMEMBER, ownership code E, domestic entity
Nov 15, 2017 to Mar 11, 2024factForm ADV

Owns (4)

← TUCHMAN, MARTINOwnerTRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST, ownership code F, individual
Aug 16, 2017 to Mar 11, 2024factForm ADV
← GROSS, RICHARD, WARRENOwnerTRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST, ownership code F, individual
Nov 15, 2017 to Mar 11, 2024factForm ADV
← GEOGHAN, WILLIAM, AUSTINOwnerTRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST, ownership code F, individual
Nov 15, 2017 to Mar 11, 2024factForm ADV
← KOLLURI, RAM, [NMN]OwnerMEMBER, ownership code B, individual
Dec 1, 2011 to Mar 11, 2024factForm ADV

Dated events

Occurred
May 19, 2023
Advisor changed firm
Ram Kolluri left Global Wealth Management, Llc for Exponential Wealth Management, Llc (registered 2023-12-18)
Form ADVobserved 5 days ago
Occurred
May 18, 2021
Control person joined
A Edward Graham (Cco) appeared on Schedule A of Global Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 19, 2021
Regulatory AUM changed
Global Wealth Management, Llc reported RAUM $285.7M, down 53% from $605.1M (2020-06-19 to 2021-03-19)
Form ADVobserved 5 days ago
$-319M
Occurred
Mar 29, 2018
Regulatory AUM changed
Global Wealth Management, Llc reported RAUM $521.9M, up 180% from $186.4M (2018-01-26 to 2018-03-29)
Form ADVobserved 5 days ago
$336M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72aacbb1-386d-a8de-3eb0-94f600c75c91
First observed: Dec 1, 2011
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBAL WEALTH MANAGEMENT, LLC

CRD 153677

KINGSTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72aacbb1-386d-a8de-3eb0-94f600c75c91

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SRIPAT PANDEY

n/a

Princeton, NJ | PRINCETON, NJ | KINGSTON, NJ

n/a

Ronica Sethi

n/a

PRINCETON, NJ | KINGSTON, NJ | Princeton, NJ

n/a

EDWARD A GRAHAM

n/a

KINGSTON, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRAHAM, EDWARD, A

Cco

yes

05/2021

May 18, 2021

Mar 11, 2024

MARTIN TUCHMAN REVOCABLE TRUST

Member

yes

10/2017

Nov 15, 2017

Mar 11, 2024

PANDEY, SRIPAT

MEMBER/ PRESIDENT

yes

10/2017

Mar 4, 2015

Mar 11, 2024

GEOGHAN, WILLIAM, AUSTIN

TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST

10/2017

Nov 15, 2017

Mar 11, 2024

GROSS, RICHARD, WARREN

TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST

10/2017

Nov 15, 2017

Mar 11, 2024

KOLLURI, RAM, [NMN]

Member

01/2017

Dec 1, 2011

Mar 11, 2024

TUCHMAN, MARTIN

TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST

10/2017

Aug 16, 2017

Mar 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$246M

$219M

n/a

2024

Feb 24, 2025

$231M

$212M

n/a

2023

Mar 11, 2024

$235M

$212M

n/a

2022

Mar 6, 2023

$248M

$218M

n/a

2021

Mar 23, 2022

$288M

$244M

n/a

2020

Mar 19, 2021

$286M

$232M

n/a

2019

Mar 31, 2020

$605M

$559M

n/a

2018

Mar 29, 2019

$538M

$509M

n/a

2017

Mar 29, 2018

$522M

$510M

n/a

2016

Mar 8, 2017

$195M

$169M

n/a

2015

Mar 2, 2016

$196M

$169M

n/a

2014

Mar 4, 2015

$221M

$194M

n/a

2013

Feb 7, 2014

$198M

$186M

n/a

2012

Feb 5, 2013

$173M

n/a

2011

Feb 10, 2012

$152M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$246M

$231M

6.3%

$248M

-0.3%