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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

STEWART & PATTEN CO LLC

CRD 109235

LAFAYETTE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72acc37e-87a1-ed62-24ef-599ef63a8bcd

Data as of Feb 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Mar 15, 2012 to Feb 20, 2024
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2024-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $967MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 773
Individual clients: 91
High net worth clients: 231
Custody, client assets: $110M
SEC number: 801-55172
CRD: 109235
Filings on the tape: 29
First filed: Mar 15, 2012
Latest filed: Feb 20, 2024
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GENTRY, ROBERT, MATTHEW	MEMBER, PRINCIPAL, CFA	D	yes	01/2002	Mar 15, 2012	Feb 20, 2024
SHERMAN, LORI, EILEEN	MEMBER,PRINCIPAL, CFP, CHIEF COMPLIANCE OFFICER	D	yes	01/2003	Mar 15, 2012	Feb 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 20, 2024	$1.0B	$1.0B	5	5	0	n/a	n/a
2022	Mar 9, 2023	$935M	$919M	5	5	0	n/a	n/a
2021	Mar 9, 2022	$1.0B	$1.0B	5	5	0	n/a	n/a
2020	Feb 16, 2021	$972M	$955M	5	5	0	n/a	n/a
2019	Mar 5, 2020	$969M	$950M	5	5	0	n/a	n/a
2018	Mar 14, 2019	$841M	$825M	6	6	0	n/a	n/a
2017	Mar 13, 2018	$928M	$909M	6	6	0	n/a	n/a
2016	Feb 28, 2017	$861M	$855M	6	6	n/a	n/a	n/a
2015	Mar 10, 2016	$806M	$799M	6	6	n/a	n/a	n/a
2014	Feb 10, 2015	$845M	$837M	6	6	n/a	n/a	n/a
2013	Feb 18, 2014	$815M	$808M	5	2	n/a	n/a	n/a
2012	Mar 14, 2013	$731M	$725M	4	2	n/a	n/a	n/a
2011	Mar 15, 2012	$693M	$686M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.0B	$935M	10.0%	$972M	1.9%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALLWORTH FINANCIAL, L.P.	3	Dec 12, 2024	Jun 6, 2024	LAFAYETTE, CA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (2)

← GENTRY, ROBERT, MATTHEWOwnerMEMBER, PRINCIPAL, CFA, ownership code D, individual
Mar 15, 2012 to presentfactForm ADV
← SHERMAN, LORI, EILEENOwnerMEMBER,PRINCIPAL, CFP, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 15, 2012 to presentfactForm ADV

Registered with (4)

← ROBERT M GENTRYAdvisorregistration: previous registration
Jan 13, 1998 to Dec 12, 2024factForm ADV
← Lori E ShermanAdvisorregistration: previous registration
Jan 16, 2013 to Dec 12, 2024factForm ADV
← Alexandre Pierre LillesAdvisorregistration: previous registration
Jun 2, 2014 to Dec 12, 2024factForm ADV
← STEPHEN A. ARTHUR ETHRIDGEAdvisorregistration: previous registration
Jan 13, 1998 to Apr 30, 2013factForm ADV

Moved with (1)

→ ALLWORTH FINANCIAL, L.P.Registered adviser3 advisors, firm absorbed, same day
Dec 12, 2024 to Jun 6, 2024factForm ADV

Dated events

Occurred
Dec 12, 2024
Firm absorbed
Stewart & Patten CO LLC's advisors moved to Allworth Financial, L.P. (Lafayette, CA): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Dec 12, 2024
Advisor changed firm
Lori E Sherman left Stewart & Patten Co Llc for Allworth Financial, L.P. (registered 2024-06-05)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2024
Advisor changed firm
Robert M Gentry left Stewart & Patten Co Llc for Allworth Financial, L.P. (registered 2024-06-05)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2024
Advisor changed firm
Alexandre Pierre Lilles left Stewart & Patten Co Llc for Allworth Financial, L.P. (registered 2024-06-06)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2019
Control person left
Sheridan Ronald Patten (Member, Principal) no longer on Schedule A of Stewart & Patten Co Llc (listed 2018-03-13, absent 2019-03-14)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72acc37e-87a1-ed62-24ef-599ef63a8bcd
First observed: Mar 15, 2012
Last observed: Feb 20, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEWART & PATTEN CO LLC

CRD 109235

LAFAYETTE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72acc37e-87a1-ed62-24ef-599ef63a8bcd

Data as of Feb 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GENTRY, ROBERT, MATTHEW

MEMBER, PRINCIPAL, CFA

yes

01/2002

Mar 15, 2012

Feb 20, 2024

SHERMAN, LORI, EILEEN

MEMBER,PRINCIPAL, CFP, CHIEF COMPLIANCE OFFICER

yes

01/2003

Mar 15, 2012

Feb 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 20, 2024

$1.0B

n/a

2022

Mar 9, 2023

$935M

$919M

n/a

2021

Mar 9, 2022

$1.0B

n/a

2020

Feb 16, 2021

$972M

$955M

n/a

2019

Mar 5, 2020

$969M

$950M

n/a

2018

Mar 14, 2019

$841M

$825M

n/a

2017

Mar 13, 2018

$928M

$909M

n/a

2016

Feb 28, 2017

$861M

$855M

n/a

2015

Mar 10, 2016

$806M

$799M

n/a

2014

Feb 10, 2015

$845M

$837M

n/a

2013

Feb 18, 2014

$815M

$808M

n/a

2012

Mar 14, 2013

$731M

$725M

n/a

2011

Mar 15, 2012

$693M

$686M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.0B

$935M

10.0%

$972M

1.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALLWORTH FINANCIAL, L.P.

Dec 12, 2024

Jun 6, 2024

LAFAYETTE, CA

Firm absorbed

RIA to ibd

100.0%