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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JAMES RUDY BIERMAIER

Advisor at OSAIC WEALTH, INC.

HASTINGS, MN

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Search this name across graphsid dfx:ria:72ad5ba0-cfc4-9ac8-4a84-e76e70a01f56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 21, 2001
First registration: Sep 17, 2004
Dual registered: yes, broker-dealer
Other names: James Biermaier|Jim R Biermaier|Jim Biermaier
IAPD individual key: 4428504

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	HASTINGS, MN	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 25, 2016	Jun 14, 2024	no	HASTINGS, MN	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 17, 2016	no	CHESTERFIELD, MO\|HASTINGS, MN\|River Falls, WI	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Oct 5, 2006	Aug 14, 2012	no	SAN DIEGO, CA\|HASTINGS, MN 55033, MN\|ALAMO, CA\|HASTINGS, MN\|River Falls, WI	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 17, 2004	Oct 5, 2006	no	HASTINGS, MN\|HASTINGS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Nov 17, 2016	Oct 25, 2016	-23	Firm change	Other
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Aug 14, 2012	Jul 2, 2012	-43	Channel change	Other
WELLS FARGO INVESTMENTS, LLC	FIRST ALLIED SECURITIES, INC.	Oct 5, 2006	Oct 5, 2006	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137888:110518:WI:2016-11-17	Nov 17, 2016	Oct 25, 2016	RIVER FALLS, WI	Firm change

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 25, 2016 to Jun 14, 2024factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 17, 2016factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Oct 5, 2006 to Aug 14, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 17, 2004 to Oct 5, 2006factForm ADV

Dated events

No dated event names this entity yet.