This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jan 31, 2023

First registration

Feb 23, 2023

Dual registered

yes, broker-dealer

Other names

Saul M Tufino|Saul M Tufino-Escalante

IAPD individual key

7662716

• Occurred

  Sep 11, 2024
  Advisor changed firm

  Saul Marcelo Tufino-Escalante left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2024-09-18)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:72af766e-100c-4833-6bdf-a6bd550f38d2

First observed

Feb 23, 2023

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.