DFX Intelligence

K••••• D••••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K••••• D••••••••• T•••••

Advisor at F••••••••• W••••• M••••••••• I•••

ITHACA, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 12, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• W••••• M••••••••• I•••	Independent wealth	May 15, 2025	n/a	yes	ITHACA, NY	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Dec 6, 2024	Mar 26, 2025	no	SYRACUSE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	F••••••••• W••••• M••••••••• I•••	Mar 26, 2025	May 15, 2025	50	Firm change	Other
P••• S••••• A•••••••• L••	L•• E••••••••• L••	May 28, 2024	Dec 6, 2024

Relationships

Registered with (3)

→ F••••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Dec 6, 2024 to Mar 26, 2025factForm ADV
→ P••• S••••• A•••••••• L••Registered adviserregistration: previous registration
May 12, 2022 to May 28, 2024factForm ADV

Dated events

Order

Occurred
26 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
28 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 12, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.