DFX Intelligence

V••••• R•••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

V••••• R•••• P•••••••• L••

CRD 174836

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 16
On other graphs: 3
Observed: Jun 30, 2017 to May 28, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

V••••• R•••• P•••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

V••••• R•••• P•••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

V••••• R•••• P•••••••• L••

Manager with allocator commitments · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $6.1B••• Locked
Discretionary RAUM: $6.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• A•••• F••• I•• L•	Private Equity Fund	$2.3B	May 28, 2026	191	Mar 29, 2024	reported	021-500730
S••••••••• A•••• F••• I••• L•	Private Equity Fund	$1.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• V••• P••••••• I•• L••	M•••••	D	yes	07/2022	Sep 9, 2022	May 14, 2024
F••• M••••••• B•••••••	CHIEF COMPLIANCE OFFICER & CHIEF LEGAL AND ADMINISTRATIVE OFFICER	Na	yes	04/2022	Sep 9, 2022	May 14, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• A•••• G•• L••	n/a	n/a	n/a	N	yes	n/a
S•• P••••••• I•• L••	n/a	n/a	n/a	N	yes	n/a
S•• P••••••• I••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	12	no
London	n/a	United Kingdom	4	no
COSTA MESA	CA	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.1B	$4.7B	31.0%	$3.2B	23.9%	35	42	3	3

Relationships

Advises (11)

→ S••••••••• A•••• F••• I• •••••••• L•Private fundPrivate Equity Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ S••••••••• A•••• F••• I••• L•Private fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ S••••••••• A•••• F•••• L•Private fundPrivate Equity Fund, IA
Oct 22, 2014 to presentfactForm ADV
→ V••••• C••••••••• F••• I• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 28, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$2.4B
Occurred
May 28, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 28, 2026
Ria ownership band change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2017
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.