DFX Intelligence

S•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••••• C•••••• M••••••••• L••

S•••••• C•••••• M••••••••• LLC, CRD 156468

HOUSTON, TX

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Search this name across graphsid dfx:ria:72ba4514-aad4-6759-d09a-163b5e937013

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 1
Observed: Jun 12, 2017 to Feb 9, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••••• C•••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $635M••• Locked
Discretionary RAUM: $635M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $317Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• A••• K••••••	n/a	Houston, TX	9	39	3	no
L•••• H••••• S•••••••••	n/a	Houston, TX	9	32

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• P••••••• F•••• L•	Hedge Fund	$455M	Mar 19, 2024	115	Feb 20, 2015	reported	021-163261

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••• C•••••• H•••••• G• L••	GENERAL PARTNER	F	yes	07/2015	Jun 12, 2017	Mar 19, 2024
S•••••• C•••••• H•••••••• L•	SOLE MEMBER	E	yes	08/2015	Jun 12, 2017	Mar 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••• P••••••• G•• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$635M	$558M	13.8%	$356M	21.3%	3	3	0	0

Relationships

Advises (1)

→ S•••••• P••••••• F•••• L•Private fundHedge Fund, IA
Feb 20, 2015 to presentfactForm ADV

Registered with (2)

← L•••• H••••• S•••••••••Advisorregistration: previous registration
Jan 24, 2014 to Feb 17, 2015factForm ADV
← M••• A••• K••••••Advisorregistration: previous registration
Mar 31, 2014 to Feb 17, 2015factForm ADV

Controls (5)

Dated events

Occurred
Mar 1, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$142M
Occurred
Jun 12, 2017
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72ba4514-aad4-6759-d09a-163b5e937013
First observed: Jun 12, 2017
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.