DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
NAPLES, FL | MECHANICSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 23, 2018 | n/a | yes | MECHANICSBURG, PA|NAPLES, FL | Current employment |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Aug 1, 2008 | Mar 23, 2018 | no | HARRISBURG, PA|NEWPORT, PA|CARLISLE, PA|MECHANICSBURG, PA|CARLISLE, PA|HARRISBURG, PA|ETTERS, PA | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Jan 10, 2006 | Aug 1, 2008 | no | NEWPORT, PA|NEWARK, DE|CARLISLE, PA|MECHANICSBURG, PA|ELLIOTTSBURG, PA|ELLIOTTSBURG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE SECURITIES, LLC | LPL FINANCIAL LLC | Mar 23, 2018 | Mar 23, 2018 | 0 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | NATIONWIDE SECURITIES, LLC | Aug 1, 2008 | Aug 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11173:6413:PA:2018-03-23 | Mar 23, 2018 | Mar 23, 2018 | ETTERS, PA | Firm change |