DFX Intelligence

K•••• S••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

K•••• S••••• K••••••

Advisor at L•• F•••••••• L••

CAMPBELL, TN | CAMPBELL, CA

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Search this name across graphsid dfx:ria:72be52e0-32d9-ba06-7875-fb8798657836

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 15, 2022	n/a	yes	CAMPBELL, TN\|CAMPBELL, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 12, 2012	May 3, 2022	no	ENGLEWOOD, CO\|Los Altos, CA\|Naperville, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	L•• F•••••••• L••	May 3, 2022	Apr 15, 2022	-18	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 15, 2022 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 12, 2012 to May 3, 2022factForm ADV

Dated events

Occurred
May 3, 2022
Advisor changed firm
K•••• S••••• K•••••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2022-04-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72be52e0-32d9-ba06-7875-fb8798657836
First observed: Oct 12, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.