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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

WAYNE EDWARD SPRENGER

Advisor at CETERA INVESTMENT ADVISERS LLC

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:72bed184-4bd3-3589-cd45-7144bb3cef27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 9, 1999
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1210019

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	COLORADO SPRINGS, CO	Current employment
GIRARD SECURITIES, INC.	Former SEC adviser	Jun 30, 2015	Nov 1, 2017	no	SAN DIEGO, CA\|Colorado Springs, CO	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Apr 1, 2008	Jul 2, 2015	no	COLORADO SPRINGS, CO	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 22, 2005	Apr 24, 2008	no	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Previous registration
WAYNE E. SPRENGER, FINANCIAL PLANNING	n/a	Jan 1, 1999	Dec 31, 2009	no	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Previous registration
WALNUT STREET ADVISERS INC	n/a	Jan 1, 1999	Jul 13, 2005	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GIRARD SECURITIES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 1, 2017	Jun 29, 2023	2,066	Firm change after gap	Other
GENEOS WEALTH MANAGEMENT, INC.	GIRARD SECURITIES, INC.	Jul 2, 2015	Jun 30, 2015	-2	Firm change	Other
WAYNE E. SPRENGER, FINANCIAL PLANNING	OSAIC WEALTH, INC.	Dec 31, 2009	Nov 22, 2005	-1,500	Firm change after gap	Other
OSAIC WEALTH, INC.	GENEOS WEALTH MANAGEMENT, INC.	Apr 24, 2008	Apr 1, 2008	-23	Firm change	Other
WALNUT STREET ADVISERS INC	WAYNE E. SPRENGER, FINANCIAL PLANNING	Jul 13, 2005	Jan 1, 1999	-2,385	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18697:105644:CO:2017-11-01	Nov 1, 2017	Jun 29, 2023	COLORADO SPRINGS, CO	Firm change after gap

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Jun 30, 2015 to Nov 1, 2017factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 1, 2008 to Jul 2, 2015factForm ADV
→ WAYNE E. SPRENGER, FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Jan 1, 1999 to Dec 31, 2009factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 22, 2005 to Apr 24, 2008factForm ADV
→ WALNUT STREET ADVISERS INCRegistered adviserregistration: previous registration
Jan 1, 1999 to Jul 13, 2005factForm ADV

Dated events

No dated event names this entity yet.