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CRD 159260
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID GEORGE HALLING | n/a | WILMINGTON, NC | 0 | 37 | 1 | no |
| MARTIN JAMES BRIESACH | n/a | WILMINGTON, NC | 0 | 37 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRIESACH, MARTIN, JAMES | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | yes | 01/2012 | Dec 2, 2011 | Apr 8, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 2, 2026 | $148M | $148M | 2 | 2 | 0 | n/a | n/a |
| 2024 | Jan 30, 2025 | $173M | $173M | 3 | 2 | 1 | n/a | n/a |
| 2023 | Mar 20, 2024 | $124M | $124M | 3 | 2 | 1 | n/a | n/a |
| 2022 | Feb 27, 2023 | $110M | $110M | 2 | 2 | 1 | n/a | n/a |
| 2021 | Feb 11, 2022 | $163M | $163M | 3 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 50.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $148M | $173M | -14.2% | $110M | 10.4% | 2 | 3 | 0 | 1 |