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CRD 110672
CARMEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NIC FUND | Other Private Fund | $60.2M | May 21, 2024 | 83 | Mar 30, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| NEUMEIER, GILLIAN, BARBARA | CO-TRUSTEE | D | yes | 01/1997 | Dec 22, 2011 | May 21, 2024 |
| NEUMEIER, PETER, LINDSAY | CO-TRUSTEE | D | yes | 01/1997 | Dec 22, 2011 | May 21, 2024 |
| NEUMEIER, PETER, LINDSAY | MANAGER, MEMBER & PRESIDENT | C | yes | 01/1997 | Dec 22, 2011 | May 21, 2024 |
| POMA, BRIAN, DAVID | MEMBER & CHIEF EXECUTIVE OFFICER | D | yes | 07/2008 | Dec 22, 2011 | May 21, 2024 |
| BLACKBURN, DARCY, LEONARD | CHIEF COMPLIANCE OFFICER | Na | no | 04/2015 | May 20, 2015 | May 21, 2024 |
| NEUMEIER FAMILY TRUST U/A/D AUGUST 26, 1994 | Member | B | no | 01/1997 | May 20, 2015 | May 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | May 21, 2024 | $1.3B | $1.3B | 11 | 6 | 0 | 1 | $60.2M |
| 2023 | May 24, 2023 | $1.3B | $1.3B | 10 | 5 | 0 | 1 | $56.5M |
| 2022 | May 20, 2022 | $1.7B | $1.7B | 10 | 5 | 0 | 1 | $60.1M |
| 2021 | May 19, 2021 | $1.9B | $1.9B | 10 | 5 | 0 | 1 | $58.8M |
| 2020 | May 15, 2020 | $1.1B | $1.1B | 10 | 5 | 0 | 1 | $40.9M |
| 2019 | May 6, 2019 | $1.4B | $1.4B | 10 | 5 | 0 | 1 | $52.2M |
| 2018 | May 16, 2018 | $1.1B | $1.1B | 8 | 5 | 0 | 1 | $58.8M |
| 2017 | May 16, 2017 | $983M | $983M | 8 | 5 | n/a | 1 | $52.4M |
| 2016 | May 24, 2016 | $693M | $693M | 8 | 5 | n/a | 1 | $47.5M |
| 2015 | May 20, 2015 | $501M | $501M | 8 | 5 | n/a | 1 | $51.3M |
| 2014 | May 21, 2014 | $475M | $475M | 8 | 5 | n/a | 1 | $45.2M |
| 2013 | May 15, 2013 | $417M | $417M | 7 | 4 | n/a | 1 | $39.8M |
| 2012 | Mar 30, 2012 | $260M | $260M | n/a | n/a | n/a | 1 | $32.9M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.4B | $1.3B | 9.1% | $1.9B | -10.0% | 11 | 10 | 0 | 0 |