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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)23 years in industry

CHRISTOPHER R HERB

Advisor at STRATEGIC ADVISERS LLC

LOS ANGELES, CA | SIERRA MADRE, CA

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Search this name across graphsid dfx:ria:72d5d4dd-83bb-3795-0930-0fba6aafe441

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Dec 19, 2002
First registration: Jan 6, 2003
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER HERB|CHRISTOPHER R. HERB|CHRISTOPHER R HERB|CHRISTOPHER RORY HERB
IAPD individual key: 4600271

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	SIERRA MADRE, CA\|LOS ANGELES, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|PASADENA, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 20, 2018	Jul 13, 2018	no	BURBANK, CA	Previous registration
CREATIVE PLANNING	Independent wealth	Jan 22, 2018	Mar 19, 2018	no	PASADENA, CA\|OVERLAND PARK, KS	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 10, 2003	Sep 23, 2014	no	PASADENA, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 6, 2003	Jul 18, 2003	no	WOODLAND HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CREATIVE PLANNING	STRATEGIC ADVISERS LLC	Mar 19, 2018	Apr 20, 2018	32	Firm change	Other
STRATEGIC ADVISERS LLC	CREATIVE PLANNING	Sep 23, 2014	Jan 22, 2018	1,217	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	STRATEGIC ADVISERS LLC	Jul 18, 2003	Oct 10, 2003	84	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 20, 2018 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Jan 22, 2018 to Mar 19, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 6, 2003 to Jul 18, 2003factForm ADV

Dated events

No dated event names this entity yet.