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Advisor at CWM, LLC
OMAHA, NE | Baton Rouge, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Mar 13, 2023 | n/a | yes | OMAHA, NE|Baton Rouge, LA | Current employment |
| THE SHOBE FINANCIAL GROUP | Former SEC adviser | Jan 4, 2012 | May 11, 2023 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE SHOBE FINANCIAL GROUP | CWM, LLC | May 11, 2023 | Mar 13, 2023 | -59 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 114975:155344:LA:2023-05-11 | May 11, 2023 | Mar 13, 2023 | BATON ROUGE, LA | Firm change after gap |