DFX Intelligence

A•••• O••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A•••• O••••• F••••

Advisor at O••••• F•••••••• L••

FORT MILL, SC

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Search this name across graphsid dfx:ria:72e3950b-fadf-98c8-ed8e-930c18960050

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• F•••••••• L••	State registered	Mar 18, 2024	n/a	yes	FORT MILL, SC	Current employment
S•••• R•••• • C••• I•••	Independent wealth	Feb 5, 2008	Apr 25, 2008	no	ROCHESTER, NY\|ROCHESTER, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• R•••• • C••• I•••	O••••• F•••••••• L••	Apr 25, 2008	Mar 18, 2024	5,806	Firm change after gap	Other

Relationships

Registered with (2)

→ O••••• F•••••••• L••Registered adviserregistration: current employment
Mar 18, 2024 to presentfactForm ADV
→ S•••• R•••• • C••• I•••Registered adviserregistration: previous registration
Feb 5, 2008 to Apr 25, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72e3950b-fadf-98c8-ed8e-930c18960050
First observed: Feb 5, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.