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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

THOMAS MICHAEL SMITH

Advisor at STRATEGIC ADVISERS LLC

EXTON, PA

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Search this name across graphsid dfx:ria:72e63a2b-4cde-454a-89ee-e7d3a3d08562

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Mar 5, 1999
First registration: Dec 20, 2003
Dual registered: yes, broker-dealer
Other names: THOMAS MICHAEL SMITH
IAPD individual key: 3175994

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	EXTON, PA\|EXTON, PA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	Apr 18, 2006	Mar 28, 2007	no	PROVIDENCE, RI	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 20, 2003	Jul 13, 2018	no	KING OF PRUSSIA, PA\|PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL TRUST COMPANY, FSB	Jul 13, 2018	Apr 18, 2006	-4,469	Firm change after gap	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 28, 2007	Jul 13, 2018	4,125	Firm change after gap	Other

Relationships

Registered with (3)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 20, 2003 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Apr 18, 2006 to Mar 28, 2007factForm ADV

Dated events

No dated event names this entity yet.