DFX Intelligence
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Reading the graph
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Advisor at U••• B•••••• A•••••••• L••
Glendale, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Oct 30, 2009 | n/a | yes | Glendale, CA|Glendale, CA | Current employment |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jun 12, 2007 | Nov 16, 2009 | no | LOS ANGELES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | U••• B•••••• A•••••••• L•• | Nov 16, 2009 | Oct 30, 2009 | -17 | Firm change | Other |
| U••• B•••••• A•••••••• L•• | C•••••••• G••••• M•••••• I••• | Aug 1, 2006 | Jun 12, 2007 |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Jan 11, 2005 | Aug 1, 2006 | no | ST. PAUL, MN|LOS ANGELES, CA | Previous registration |
| 315 |
| Firm change |
| Other |