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F••• R••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

F••• R••• R•••••

Advisor at O•••• W•••••• I•••

Garden City, ID

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Search this name across graphsid dfx:ria:72fa5d56-3629-659e-86f4-f7a3a4a00c1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 7, 2021	n/a	yes	Garden City, ID	Current employment
W•••••• • R•••	Former SEC adviser	Aug 28, 2009	Apr 30, 2021	no	IDAHO FALLS, ID\|SEATTLE, WA\|KENNEWICK, WA\|ROCK SPRINGS, WY\|SEATTLE, WA\|LEWISTON, ID\|TWIN FALLS, ID\|BOISE, ID

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	O•••• W•••••• I•••	Apr 30, 2021	Jun 7, 2021	38	Firm change	Ibd to ibd
P•••• S••••••••• L••	W•••••• • R•••	Jun 11, 2009

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 7, 2021 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 28, 2009 to Apr 30, 2021factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 17, 1997 to Jun 11, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72fa5d56-3629-659e-86f4-f7a3a4a00c1e
First observed: Nov 17, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.