K••• R• Z•••••

Advisor at S•••••••• D•••• W••••• M••••••••• A•••••••• L•

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73004d98-4ef6-1205-3023-9a9829572231

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• D•••• W••••• M••••••••• A•••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• D•••• W••••• M••••••••• A•••••••• L•	Independent wealth	Apr 14, 2005	n/a	yes	COLUMBUS, OH	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Oct 31, 2008	Apr 5, 2017	no	COLUMBUS, OH\|COLUMBUS, OH\|Uhrichsville, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	n/a	Apr 5, 2017	n/a	n/a	Departure no registered destination	Departure
A••••••• G•••••• S••••••••• I•••••••••	S•••••••• D•••• W••••• M••••••••• A•••••••• L•	Oct 31, 2008	Apr 14, 2005

Relationships

Registered with (3)

→ S•••••••• D•••• W••••• M••••••••• A•••••••• L•Registered adviserregistration: current employment
Apr 14, 2005 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2008 to Apr 5, 2017factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••Registered adviserregistration: previous registration
Jan 12, 2005 to Oct 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73004d98-4ef6-1205-3023-9a9829572231
First observed: Feb 5, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.