DFX Intelligence

T•• H•••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

T•• H•••••• G••••• L••

T••• H•••••• A•••••, CRD 162981

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:7308f2d0-3f88-90f3-f1ce-7f3495c2825e

Data as of Jul 22, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2012 to Jul 22, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-76932
CRD: 162981

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• T•••• H••••••	Cco	E	yes	12/2011	Jul 13, 2012	Jul 22, 2019

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 20, 2019	n/a	n/a	1	1	1	n/a	n/a
2017	May 23, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	n/a	n/a	n/a	n/a	1	1	1	1

Relationships

Controls (1)

← A•••••• T•••• H••••••OwnerCCO, ownership code E, individual
Jul 13, 2012 to presentfactForm ADV

Dated events

Occurred
Jul 13, 2012
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7308f2d0-3f88-90f3-f1ce-7f3495c2825e
First observed: Jul 13, 2012
Last observed: Jul 22, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.