DFX Intelligence

K••• F•••••••• A••••••• C•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

K••• F•••••••• A••••••• C•••

CRD 105873

ATLANTA, GA

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Search this name across graphsid dfx:ria:730be11c-9210-4ce4-a51a-99b485969598

Data as of Dec 2, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Dec 2, 2020
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $662M••• Locked
Discretionary RAUM: $662M
Private client RAUM: $658Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••• S••••• A••••••	MANAGING PRINCIPAL/TREASURER	Na	yes	03/1985	Mar 30, 2012	Dec 2, 2020
M••••• G••••• A••••••• I•••	PARENT COMPANY	E	yes	11/2020	Dec 2, 2020	Dec 2, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$662M	$495M	33.8%	$413M	17.1%	16	13	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• G••••• A••••••• I•••	7	Jan 4, 2021	Jan 4, 2021	ATLANTA, GA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← K•••• S••••• A••••••OwnerMANAGING PRINCIPAL/TREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← M••••• G••••• A••••••• I•••OwnerPARENT COMPANY, ownership code E, domestic entity
Dec 2, 2020 to presentfactForm ADV

Owns (2)

← M•••••••• W••••••• A•••OwnerPRINCIPAL/SENIOR FINANCIAL ADVISOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← S•••••••• H••••• C••••••OwnerPRINCIPAL/OPERATIONS MANAGER/ CHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Mar 6, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$167M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:730be11c-9210-4ce4-a51a-99b485969598
First observed: Mar 30, 2012
Last observed: Dec 2, 2020 70 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.