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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

SHELDON WALLACE FERRISS

Advisor at JANNEY MONTGOMERY SCOTT LLC

Bedminster, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 8, 1998
First registration: Dec 6, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 3013653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Dec 7, 2018	n/a	yes	Bedminster, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 11, 2012	Dec 11, 2018	no	SUMMIT, NJ\|SOUTH ORANGE, NJ\|SHORT HILLS, NJ\|SOUTH ORANGE, NJ	Previous registration
FLAGSTAR SECURITIES, INC.	Independent wealth	Nov 30, 2007	May 14, 2012	no	STATEN ISLAND, NY\|NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Dec 13, 2007	no	LONG ISLAND CITY, NY\|New York, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Dec 6, 2004	May 29, 2007	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	JANNEY MONTGOMERY SCOTT LLC	Dec 11, 2018	Dec 7, 2018	-4	Firm change	Wirehouse to ibd
FLAGSTAR SECURITIES, INC.	WELLS FARGO ADVISORS	May 14, 2012	May 11, 2012	-3	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	FLAGSTAR SECURITIES, INC.	Dec 13, 2007	Nov 30, 2007	-13	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Dec 7, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 11, 2012 to Dec 11, 2018factForm ADV
→ FLAGSTAR SECURITIES, INC.Registered adviserregistration: previous registration
Nov 30, 2007 to May 14, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Dec 13, 2007factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Dec 6, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.