DFX Intelligence

J••••• H••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

J••••• H••••••• R••••

Advisor at C•••••• S••••• • C••• I•••

Brooklyn, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73141b12-0480-8f1e-55cb-55c33f5c96d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jun 21, 2023	n/a	yes	Brooklyn, NY	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Sep 13, 2017	Jul 3, 2023	no	New York, NY\|ARLINGTON, VA\|New York, NY\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Jul 3, 2023	Jun 21, 2023	-12	Firm change	RIA to ibd
S•••••••• A••••••• L••	E•••••• C•••••• M••••••••• L••	Aug 9, 2017	Sep 13, 2017

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jun 21, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 13, 2017 to Jul 3, 2023factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 5, 2014 to Aug 9, 2017factForm ADV

Dated events

Occurred
Jul 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73141b12-0480-8f1e-55cb-55c33f5c96d0
First observed: Mar 5, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.