DFX Intelligence
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Reading the graph
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Advisor at O• I••••••••• M••••••••• C•
South hampton, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Mar 14, 2018 | n/a | yes | South hampton, PA | Current employment |
| I••••• W••••• P•••••••• L•• | Independent wealth | Mar 21, 2017 | Mar 26, 2018 | no | NEWTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••• W••••• P•••••••• L•• | O• I••••••••• M••••••••• C• | Mar 26, 2018 | Mar 14, 2018 | -12 | Firm change | Other |
| K•• I••••••••• S••••••• L•• | I••••• W••••• P•••••••• L•• | Mar 17, 2017 | Mar 21, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:136300:PA:2016-09-21 | Sep 21, 2016 | Sep 21, 2016 | NORRISTOWN, PA | Firm change |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Sep 21, 2016 | Mar 17, 2017 | no | HOUSTON, PA|Plymouth Meeting, PA|EMMAUS, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 9, 2013 | Sep 21, 2016 | no | SELLERSVILLE, PA|EMMAUS, PA|EMMAUS, PA|ALLENTOWN, PA|ALLENTOWN, PA|QUAKERTOWN, PA|QUAKERTOWN, PA|ROYERSFORD, PA|AMBLER, PA|CONSHOHOCKEN, PA|FLOURTOWN, PA|LIMERICK, PA|NORRISTOWN, PA | Previous registration |
| 4 |
| Firm change |
| Other |
| L•• F•••••••• L•• | K•• I••••••••• S••••••• L•• | Sep 21, 2016 | Sep 21, 2016 | 0 | Firm change | Other |