DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
Marshfield, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 24, 2021 | n/a | yes | Marshfield, WI | Current employment |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Apr 17, 2017 | Mar 24, 2021 | no | Marshfield, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• H••••• F•••••••• A•••••••• I•• | L•• F•••••••• L•• | Mar 24, 2021 | Mar 24, 2021 | 0 | Bulk transfer | Ibd to ibd |
| W•••• F•••• A••••••• | B•• H••••• F•••••••• A•••••••• I•• | Apr 12, 2017 | Apr 17, 2017 |
| W•••• F•••• A••••••• | Wirehouse | Apr 15, 2015 | Apr 12, 2017 | no | MINNEAPOLIS, MN|LA CROSSE, WI | Previous registration |
| W••••• C••••••• I••• | Former SEC adviser | Jul 19, 2013 | Dec 4, 2013 | no | WAUSAU, WI | Previous registration |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Jan 18, 2006 | Apr 4, 2011 | no | MARSHFIELD, WI|MARSHFIELD|MARSHFIELD, WI|MARSHFIELD, WI | Previous registration |
| 5 |
| Firm change |
| Other |
| W••••• C••••••• I••• | W•••• F•••• A••••••• | Dec 4, 2013 | Apr 15, 2015 | 497 | Firm change after gap | RIA to wirehouse |
| T••••••• I••••••••• M••••••••• I••• | W••••• C••••••• I••• | Apr 4, 2011 | Jul 19, 2013 | 837 | Firm change after gap | Other |