D•••• J•••••

Advisor at L••••• F•••••••• P•••••••

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:731e215a-07a3-8365-6d12-eabea966a918

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 15, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• P•••••••	State registered	Jun 18, 2013	n/a	yes	MORRISTOWN, NJ	Current employment
B••••••• C•••••• I•••	Former SEC adviser	May 17, 2010	Mar 27, 2013	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	L••••• F•••••••• P•••••••	Mar 27, 2013	Jun 18, 2013	83	Firm change	Other

Relationships

Registered with (2)

→ L••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jun 18, 2013 to presentfactForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
May 17, 2010 to Mar 27, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:731e215a-07a3-8365-6d12-eabea966a918
First observed: May 17, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.