DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G• W••••• M••••••••• R••• L••
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G• W••••• M••••••••• R••• L•• | Independent wealth | May 22, 2025 | n/a | yes | San Francisco, CA | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Mar 12, 2024 | May 22, 2025 | no | San Francisco, CA|San Francisco, CA|SAN FRANCISCO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | G• W••••• M••••••••• R••• L•• | May 22, 2025 | May 22, 2025 | 0 | Firm change | Wirehouse to RIA |
| J••• M••••• P•••••• W••••• A••••••• L•• | J••• M••••• S••••••••• L•• | Mar 19, 2025 | Mar 12, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:327269:CA:2025-05-16 | May 22, 2025 | May 22, 2025 | SAN FRANCISCO, CA | Firm change |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Apr 9, 2021 | Mar 19, 2025 | no | San Francisco, CA|San Francisco, CA | Previous registration |
| M••••• L•• | Independent wealth | Sep 21, 2020 | Jun 24, 2021 | no | Chicago, IL|RADNOR, PA | Previous registration |
| -372 |
| Bulk transfer |
| Ibd to wirehouse |
| M••••• L•• | J••• M••••• P•••••• W••••• A••••••• L•• | Jun 24, 2021 | Apr 9, 2021 | -76 | Firm change after gap | RIA to ibd |