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Advisor at RFG WEALTH ADVISORY
ARGYLE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG WEALTH ADVISORY | Independent wealth | Jul 13, 2026 | n/a | yes | ARGYLE, TX | Current employment |
| FISHER INVESTMENTS | Independent wealth | Feb 13, 2018 | Jun 9, 2026 | no | PLANO, TX|PLANO, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 5, 2015 | Jan 9, 2018 | no | WICHITA FALLS, TX|WICHITA FALLS, TX|ABILENE, TX|ABILENE, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 7, 2014 | Feb 24, 2015 | no | Wichita Falls, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | RFG WEALTH ADVISORY | Jun 9, 2026 | Jul 13, 2026 | 34 | Firm change | RIA to RIA |
| J.P. MORGAN SECURITIES LLC | FISHER INVESTMENTS | Jan 9, 2018 | Feb 13, 2018 | 35 | Firm change | Other |
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Feb 24, 2015 | Mar 5, 2015 | 9 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:107342:TX:2018-01-09 | Jan 9, 2018 | Feb 13, 2018 | ABILENE, TX | Firm change |