DFX Intelligence

T•••••• M•••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T•••••• M•••••• P••••••••

Advisor at V••••••• A•••••••• I•••

MALVERN, PA

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Search this name across graphsid dfx:ria:7343c617-7c91-ff96-54b6-00fc76613202

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Aug 10, 2026	n/a	yes	MALVERN, PA	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Sep 29, 2006	Mar 18, 2026	no	PLAINSBORO, NJ\|PRINCETON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	V••••••• A•••••••• I•••	Mar 18, 2026	Aug 10, 2026	145	Firm change	Other
M•••••• L•••• I••••••••• M••••••• L•	B•••••••• I••••••••• M••••••••• L••	Sep 29, 2006	Sep 29, 2006

Relationships

Registered with (3)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 29, 2006 to Mar 18, 2026factForm ADV
→ M•••••• L•••• I••••••••• M••••••• L•Registered adviserregistration: previous registration
Jan 5, 2006 to Sep 29, 2006factForm ADV

Dated events

Occurred
Mar 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7343c617-7c91-ff96-54b6-00fc76613202
First observed: Jan 5, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.