DFX Intelligence

M•••••• M••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M•••••• M••••• L••

CRD 293806

HENDERSON, NV

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Search this name across graphsid dfx:ria:73474f2a-9732-f712-5bb5-0061b0d66e2a

Data as of Oct 13, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2023 to Oct 13, 2023
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $15.0M••• Locked
Discretionary RAUM: $15.0M
Private client RAUM: $15.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••• B•• S•••	n/a	HENDERSON, NV	2	15	2	no
M•••••• H••• M•••••	n/a	HENDERSON, NV	1	29

Relationships

Registered with (3)

← A••• K•••••• M••••••Advisorregistration: current employment
Feb 18, 2026 to presentfactForm ADV
← M•••••• H••• M•••••Advisorregistration: previous registration
Sep 12, 2018 to Dec 31, 2022factForm ADV
← M•••• B•• S•••Advisorregistration: previous registration
Feb 23, 2022 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73474f2a-9732-f712-5bb5-0061b0d66e2a
First observed: Oct 13, 2023
Last observed: Oct 13, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.