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RIA / WealthAdvisorCertified Financial Planner27 years in industry

JOY MICHELLE SCHLIE

Advisor at HARVEST FINANCIAL ADVISORS, LLC

WEST CHESTER, OH

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Search this name across graphsid dfx:ria:73593714-7459-d0dc-e14a-a40399b430ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARVEST FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Oct 9, 1998
First registration: Jul 25, 2006
Dual registered: no
Other names: JOY M SCHLIE|JOY M YINGER|JOY MICHELLE YINGER
IAPD individual key: 2820814

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARVEST FINANCIAL ADVISORS, LLC	Independent wealth	Jan 31, 2024	n/a	yes	WEST CHESTER, OH	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Sep 3, 2019	Dec 22, 2023	no	CINCINNATI, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 1, 2009	Jun 13, 2018	no	CINCINNATI, OH\|COVINGTON, KY	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 10, 2008	Jul 9, 2009	no	WEST CHESTER, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 25, 2006	Feb 1, 2008	no	BLUE ASH, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	HARVEST FINANCIAL ADVISORS, LLC	Dec 22, 2023	Jan 31, 2024	40	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	CETERA ADVISORS LLC	Jun 13, 2018	Sep 3, 2019	447	Firm change after gap	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	STRATEGIC ADVISERS LLC	Jul 9, 2009	Sep 1, 2009	54	Firm change	Other
STRATEGIC ADVISERS LLC	SECURITIES AMERICA ADVISORS, INC.	Feb 1, 2008	Nov 10, 2008	283	Firm change	Other

Relationships

Registered with (4)

→ HARVEST FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Jan 31, 2024 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Sep 3, 2019 to Dec 22, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 1, 2009 to Jun 13, 2018factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 10, 2008 to Jul 9, 2009factForm ADV

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
Joy Michelle Schlie left Cetera Advisors Llc for Harvest Financial Advisors, Llc (registered 2024-01-31)
Form ADVobserved 3 days ago