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B••• R•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant20 years in industry

B••• R•••••• M•••

Advisor at A•• A••••••• L••

BLOOMINGTON, IL

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Search this name across graphsid dfx:ria:735f3aaa-cd8a-f2f2-5ec7-05b82c96a9a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•• A••••••• L••	Independent wealth	May 30, 2013	n/a	yes	BLOOMINGTON, IL	Current employment
F••• A•••••••	Former SEC adviser	Sep 1, 2011	May 29, 2013	no	BLOOMINGTON, IL\|BLOOMINGTON, IL\|BLOOMINGTON, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••• A•••••••	A•• A••••••• L••	May 29, 2013	May 30, 2013	1	Firm change	Other
W••••••• F•••••••• S•••••••• I•••	F••• A•••••••	Sep 8, 2011

Relationships

Registered with (4)

→ A•• A••••••• L••Registered adviserregistration: current employment
May 30, 2013 to presentfactForm ADV
→ F••• A•••••••Registered adviserregistration: previous registration
Sep 1, 2011 to May 29, 2013factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 8, 2011factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:735f3aaa-cd8a-f2f2-5ec7-05b82c96a9a5
First observed: Apr 27, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.