DFX Intelligence

J••••••• S••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••••• S••••• G•••••••••

Advisor at W•••• F•••• A•••••••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:735fe1be-2957-a90c-5cad-a578dd986f77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 13, 2025	n/a	yes	NEW YORK, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 11, 2018	Nov 19, 2025	no	NEW YORK, NY\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Nov 19, 2025	Nov 13, 2025	-6	Firm change	Wirehouse to wirehouse
M••••• S••••••	J••• M••••• S••••••••• L••	Dec 14, 2017	Jan 11, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:NY:2025-11-14	Nov 19, 2025	Nov 13, 2025	NEW YORK, NY	Firm change
149777:79:NY:2017-12-04	Dec 14, 2017	Jan 11, 2018	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2018 to Nov 19, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 31, 2017 to Dec 14, 2017factForm ADV

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
J••••••• S••••• G••••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-11-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:735fe1be-2957-a90c-5cad-a578dd986f77
First observed: Jan 31, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.