DFX Intelligence

Data Factory

H•••••••• I••••••••• I••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

H•••••••• I••••••••• I••••••••

H•••••••• I••••••••• I•••••••• LLP, CRD 140380

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:736890bf-20e2-36ad-bb0d-9244cb0329f1

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: Mar 5, 2012 to Jun 29, 2026
36 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

H•••••••• I••••••••• I•••••••• reported RAUM $742.3M, down 42% from $1.3B (2025-06-25 to 2026-06-29)

Dated 2026-06-29 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJun 29, 2026 · seen 7 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $742MItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $742M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••••• I••••••••• I•••••••• S•••••• C•••••••• F•••	Other Private Fund	$1.6B	Jun 27, 2024	112	Mar 5, 2012	reported	021-91054
H•••••••• I••••••••• I•••••••• E••••••• M•••••• S••• F•••	Other Private Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• S••••••• C••••••	CHAIRMAN, CIO	D	yes	04/1995	Mar 5, 2012	Jun 27, 2024
G••••••• F•••••• W••••••	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, PARTNER	Na	yes	01/2006	Mar 5, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$742M	$2.9B	-74.3%	$5.9B	-49.9%	16	22	0	0

Relationships

Affiliated with (1)

← S••••••••• INTERNATIONAL INVESTORSRegistered adviserother investment adviser
factForm ADV

Advises (5)

→ H•••••••• I••••••••• I•••••••• S••• F•••Private fundOther Private Fund, IA
Mar 5, 2012 to presentfactForm ADV
→ H•••••••• I••••••••• I•••••••• S•••••• C•••••••• F•••Private fundOther Private Fund, IA
Mar 5, 2012 to presentfactForm ADV
→

Dated events

Occurred
Jun 29, 2026
Regulatory AUM changed
H•••••••• I••••••••• I•••••••• reported RAUM $742.3M, down 42% from $1.3B (2025-06-25 to 2026-06-29)
Form ADVobserved 7 days ago
$-534M
Occurred
Jun 25, 2025
Regulatory AUM changed
H•••••••• I••••••••• I•••••••• reported RAUM $1.3B, down 41% from $2.2B (2024-06-27 to 2025-06-25)
Form ADVobserved 7 days ago
$-893M
Occurred
Jun 27, 2024
Regulatory AUM changed
H•••••••• I••••••••• I•••••••• reported RAUM $2.2B, down 25% from $2.9B (2024-02-14 to 2024-06-27)
Form ADVobserved 7 days ago
$-724M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:736890bf-20e2-36ad-bb0d-9244cb0329f1
First observed: Mar 5, 2012
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.