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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DIRK CLAAS JACOBS

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

PORTLAND, OR

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Search this name across graphsid dfx:ria:736acc89-6d6a-678c-25bf-14953ed3eb64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 31, 1992
First registration: Feb 11, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2209894

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jan 16, 2024	n/a	yes	PORTLAND, OR	Current employment
CONCORD EQUITY GROUP ADVISORS, LLC	Former SEC adviser	Jun 21, 2007	Sep 19, 2008	no	PORTLAND, OR	Previous registration
THE CONCORD EQUITY GROUP, LLC	n/a	Jan 27, 2005	Apr 27, 2007	no	PORTLAND, OR\|PORTLAND, OR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 11, 1997	Jan 22, 2005	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCORD EQUITY GROUP ADVISORS, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Sep 19, 2008	Jan 16, 2024	5,597	Firm change after gap	Other
THE CONCORD EQUITY GROUP, LLC	CONCORD EQUITY GROUP ADVISORS, LLC	Apr 27, 2007	Jun 21, 2007	55	Firm change	Other
LPL FINANCIAL LLC	THE CONCORD EQUITY GROUP, LLC	Jan 22, 2005	Jan 27, 2005	5	Firm change	Other

Relationships

Registered with (4)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jan 16, 2024 to presentfactForm ADV
→ CONCORD EQUITY GROUP ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 21, 2007 to Sep 19, 2008factForm ADV
→ THE CONCORD EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 27, 2005 to Apr 27, 2007factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 11, 1997 to Jan 22, 2005factForm ADV

Dated events

No dated event names this entity yet.