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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CAPITAL TACTICS ADVISORS, LLC

CRD 152000

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:736e38cc-310f-9126-0c4d-3450f9d2492e

Data as of Mar 25, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 25, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $147MItem 5.F on the latest filing (2013-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $147M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 3
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $7.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-70844
CRD: 152000
Filings on the tape: 3
First filed: Mar 29, 2012
Latest filed: Mar 25, 2013
Organised: Limited Liability Company, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CAPITAL TACTICS OPPORTUNITY MASTER FUND, L.P.	Hedge Fund	$25.5M	Oct 22, 2012	14	Mar 29, 2012	reported	021-137643
CAPITAL TACTICS OPPORTUNITY FUND, LP	Hedge Fund	$7.1M	Mar 25, 2013	13	Mar 25, 2013	reported	021-137642
CAPITAL TACTICS OBJECTIVE FUND, LP	Hedge Fund	$449,000	Mar 25, 2013	1	Mar 25, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLOVER PARTNERS, L.P.	GENERAL PARTNER	F	yes	10/1999	Mar 29, 2012	Mar 25, 2013
GUERRY, JOHN, ALEXANDER	MANAGING DIRECTOR	Na	yes	10/2009	Mar 29, 2012	Mar 25, 2013
MEWHINNEY, MICHAEL, CHRISTOPHER	Member	E	yes	01/1999	Mar 29, 2012	Mar 25, 2013
PARR, WILLIAM CHESLEY, DAVIS	SENIOR MANAGING DIRECTOR	E	yes	10/2009	Mar 29, 2012	Mar 25, 2013
RICHARDS, BRROKE, COVIN	CHIEF OPERATIONS OFFICER	Na	yes	10/2009	Mar 29, 2012	Mar 25, 2013
ROUSE, JOHN, STAFFORD	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	05/2011	Mar 29, 2012	Mar 25, 2013
CLOVER PARTNERS, L.P.	Member	B	no	10/2009	Mar 29, 2012	Mar 25, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL TACTICS GP, LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL TACTICS OBJECTIVE GP, LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL TACTICS OPPORTUNITY GP, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 25, 2013	$147M	$147M	4	3	n/a	2	$7.6M
2011	Mar 29, 2012	$149M	$149M	n/a	n/a	n/a	1	$25.5M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$147M	$149M	-1.4%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Advises (3)

→ CAPITAL TACTICS OBJECTIVE FUND, LPPrivate fundHedge Fund, IA
Mar 25, 2013 to presentfactForm ADV
→ CAPITAL TACTICS OPPORTUNITY FUND, LPPrivate fundHedge Fund, IA
Mar 25, 2013 to presentfactForm ADV
→ CAPITAL TACTICS OPPORTUNITY MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (6)

← CLOVER PARTNERS, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 29, 2012 to presentfactForm ADV
← MEWHINNEY, MICHAEL, CHRISTOPHEROwnerMEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← GUERRY, JOHN, ALEXANDEROwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← PARR, WILLIAM CHESLEY, DAVISOwnerSENIOR MANAGING DIRECTOR, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← ROUSE, JOHN, STAFFORDOwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← RICHARDS, BRROKE, COVINOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← CLOVER PARTNERS, L.P.OwnerMEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:736e38cc-310f-9126-0c4d-3450f9d2492e
First observed: Mar 29, 2012
Last observed: Mar 25, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL TACTICS ADVISORS, LLC

CRD 152000

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:736e38cc-310f-9126-0c4d-3450f9d2492e

Data as of Mar 25, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CAPITAL TACTICS OPPORTUNITY MASTER FUND, L.P.

Hedge Fund

$25.5M

Oct 22, 2012

Mar 29, 2012

reported

021-137643

CAPITAL TACTICS OPPORTUNITY FUND, LP

Hedge Fund

$7.1M

Mar 25, 2013

reported

021-137642

CAPITAL TACTICS OBJECTIVE FUND, LP

Hedge Fund

$449,000

Mar 25, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLOVER PARTNERS, L.P.

GENERAL PARTNER

yes

10/1999

Mar 29, 2012

Mar 25, 2013

GUERRY, JOHN, ALEXANDER

MANAGING DIRECTOR

yes

10/2009

Mar 29, 2012

Mar 25, 2013

MEWHINNEY, MICHAEL, CHRISTOPHER

Member

yes

01/1999

Mar 29, 2012

Mar 25, 2013

PARR, WILLIAM CHESLEY, DAVIS

SENIOR MANAGING DIRECTOR

yes

10/2009

Mar 29, 2012

Mar 25, 2013

RICHARDS, BRROKE, COVIN

CHIEF OPERATIONS OFFICER

yes

10/2009

Mar 29, 2012

Mar 25, 2013

ROUSE, JOHN, STAFFORD

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

yes

05/2011

Mar 29, 2012

Mar 25, 2013

CLOVER PARTNERS, L.P.

Member

10/2009

Mar 29, 2012

Mar 25, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL TACTICS GP, LLC

n/a

yes

n/a

CAPITAL TACTICS OBJECTIVE GP, LLC

n/a

yes

n/a

CAPITAL TACTICS OPPORTUNITY GP, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 25, 2013

$147M

n/a

$7.6M

2011

Mar 29, 2012

$149M

n/a

$25.5M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$147M

$149M

-1.4%

n/a