DFX Intelligence

A••••• C•••••• G•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

A••••• C•••••• G•••• M••••••••• L••

CRD 317047

LOS ANGELES, CA

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Search this name across graphs

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 9
On other graphs: 3
Observed: Jun 27, 2022 to Apr 29, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A••••• V•••••• C•••••• M••••••••• L••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

A••••• C•••••• G•••• M••••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

A••••• V•••••• C•••••• M••••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $660M••• Locked
Discretionary RAUM: $392M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• V•••••• C•••••• I••• L•••	Private Equity Fund	$180M	Apr 29, 2026	1	Oct 21, 2021	reported	021-411231
A•• I• C•• L•	Private Equity Fund	$111M	Apr 29, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• J•••	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	D	yes	02/2020	Jun 27, 2022	Mar 22, 2024
M•••••• G••••••• N••••	MANAGING MEMBER	D	yes	02/2020	Jun 27, 2022	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••• C•••••• M••••••••• L••	n/a	Asset manager	$288M	N	yes	n/a
A••••• V•••••• A••••••••• I• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$660M	$286M	131.0%	$240M	40.1%	8	6	0	0

Relationships

Affiliated with (2)

→ L••••• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← L••••• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (11)

→ A••••• C•••••• G•••• I•••• L•Private fundPrivate Equity Fund, IA
Apr 29, 2026 to presentfactForm ADV
→

Dated events

Order

Occurred
29 Apr 2026
Private fund first reported5 events
Private fund first reported: 5 on 29 Apr 2026
$5.7M to $111M
- ••• Locked$111M
- ••• Locked$41.6M
- ••• Locked$23.7M
Occurred
29 Apr 2026
Ria private fund assets change
••• Locked
Form ADV
$387M
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$374M
Occurred
20 Oct 2022
Ria registration change
••• Locked
Form ADV
Occurred
27 Jun 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 27, 2022
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.