DFX Intelligence

S•• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S•• C•••••• P•••••••• L••

CRD 291389

NEW YORK, NY

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Search this name across graphsid dfx:ria:73746232-f6db-eaab-f7b4-222ab58de5e2

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 15
On other graphs: 2
Observed: Mar 31, 2019 to May 1, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•• C•••••• P•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S•• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.5B••• Locked
Discretionary RAUM: $9.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• D•••••• I••••••••• O••••••••• F••• I•• L•••	Private Equity Fund	$2.6B	May 1, 2026	85	Mar 30, 2020	reported	021-364107
S•• D•••••• I••••••••• O••••••••• F••• I••• L•••	Private Equity Fund	$1.8B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• T•••• M•••••••	MANAGING MEMBER	D	yes	05/2017	Mar 31, 2019	Mar 29, 2024
K••••• D••••••• M•••••	MANAGING MEMBER	C	yes	01/2020	Mar 30, 2020	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• D••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
S•• D••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
S•• D••• I•• G•• L•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Charleston	Sc	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.5B	$7.7B	23.5%	$4.2B	30.8%	44	41	2	2

Relationships

Advises (6)

→ S•• S••••• C••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2019 to presentfactForm ADV
→ S•• D•••••• I••••••••• O••••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Apr 4, 2018 to presentfactForm ADV
→ S•• A••• C••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ S•• D•••••• I••••••••• O••••••••• F••• I••• L•••

Dated events

Occurred
May 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$17.6M
Occurred
May 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.4B
Occurred
May 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$52.5M
Occurred
May 1, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73746232-f6db-eaab-f7b4-222ab58de5e2
First observed: Mar 31, 2019
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.