DFX Intelligence

D•••• R•••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

D•••• R•••••• F•••

Advisor at B•• P•••••••• I•••

CEDAR RAPIDS, IA | Jamestown, ND

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Search this name across graphsid dfx:ria:737797ad-0c6f-197f-a97f-6eddc70a2817

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• I•••	Bd affiliated wealth	Aug 13, 2019	n/a	yes	CEDAR RAPIDS, IA\|Jamestown, ND	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Nov 2, 2015	Aug 15, 2019	no	JAMESTOWN, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	B•• P•••••••• I•••	Aug 15, 2019	Aug 13, 2019	-2	Firm change	Ibd to ibd
E•••••••• A•••••••• L••	S••••••••• A•••••• A•••••••• I•••	Nov 5, 2015	Nov 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:110518:ND:2015-11-05	Nov 5, 2015	Nov 2, 2015	JAMESTOWN, ND	Firm change

Relationships

Registered with (3)

→ B•• P•••••••• I•••Registered adviserregistration: current employment
Aug 13, 2019 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2015 to Aug 15, 2019factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 6, 2000 to Nov 5, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:737797ad-0c6f-197f-a97f-6eddc70a2817
First observed: Jul 6, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.