This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0

Regulatory AUM

$961MItem 5.F on the latest filing (2026-06-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$902M

Private client RAUM

$961MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$192Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

4

Offices

4Schedule D 1.F, beyond the principal office

Accounts

1,672

Individual clients

450

High net worth clients

331

Custody, client assets

$961M

SEC number

801-55119

CRD

104557

Filings on the tape

29

First filed

Mar 30, 2012

Latest filed

Jun 1, 2026

Organised

Corporation, CA

• Occurred

  Sep 1, 2022
  Advisor changed firm

  Benjamin Yau Cheung Wong left The Pacific Center For Financial Services for Cetera Investment Advisers Llc (registered 2023-06-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:738ec176-764b-8225-5ebb-1e22b8a2dac6

First observed

Mar 30, 2012

Last observed

Jun 1, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.