DFX Intelligence

L••• D•••• X••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

L••• D•••• X••••• A•••••••

Advisor at S••••••••• A•••••••• I•••

AUSTIN, TX | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7391ab92-74db-0334-35dc-56c78eb6d11c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• I•••	Mixed wealth	Jan 10, 2025	n/a	yes	MIAMI, FL\|AUSTIN, TX	Current employment
I••••••• A••••••• S•••••••• L••	Mixed wealth	Mar 27, 2018	Oct 1, 2024	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• A••••••• S•••••••• L••	S••••••••• A•••••••• I•••	Oct 1, 2024	Jan 10, 2025	101	Firm change	Ibd to RIA
C•••••• G••••••• W••••• M••••••••• L••	I••••••• A••••••• S•••••••• L••	Feb 12, 2018	Mar 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
131631:282589:FL:2018-02-12	Feb 12, 2018	Mar 27, 2018	MIAMI, FL	Firm change
160536:131631:FL:2017-06-28	Jun 28, 2017	Aug 4, 2017	CORAL GABLES, FL	Firm change

Relationships

Registered with (4)

→ S••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 27, 2018 to Oct 1, 2024factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 4, 2017 to Feb 12, 2018factForm ADV
→ R•••• L••

Dated events

Occurred
Oct 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7391ab92-74db-0334-35dc-56c78eb6d11c
First observed: Jan 29, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.