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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

CHARLES DAVID MITCHELL

Advisor at TRUIST ADVISORY SERVICES, INC.

ROCKY MOUNT, VA

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Search this name across graphsid dfx:ria:73a2a068-113f-fa05-0d4b-bd77ad77e14c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 8, 2007
First registration: Jun 22, 2007
Dual registered: yes, broker-dealer
Other names: CHARLES MITCHELL|CHAS MITCHELL
IAPD individual key: 5318057

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Mar 2, 2021	n/a	yes	ROCKY MOUNT, VA	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Mar 2, 2021	no	HILLSVILLE, VA\|FERRUM, VA\|VIRGINIA BEACH, VA\|HARDY, VA\|ROCKY MOUNT, VA\|CHARLOTTE, NC\|STUART, VA\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 5, 2007	Jan 2, 2018	no	MONETA, VA\|ROCKY MOUNT, VA\|HILLSVILLE, VA\|SALEM, VA\|ROANOKE, VA\|FERRUM, VA\|UNION HALL, VA\|BOONES MILL, VA\|HARDY, VA\|PATRICK SPRINGS, VA\|STUART, VA\|MEADOWS OF DAN, VA\|CHARLOTTE, NC\|STUART, VA\|ROANOKE, VA\|HUNTINGTON, WV\|ROANOKE, VA\|VIRGINIA BEACH, VA\|HARDY, VA	Previous registration
EDWARD JONES	National bd RIA	Jun 22, 2007	Sep 21, 2007	no	ST LOUIS, MO\|ROANOKE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Mar 2, 2021	Mar 2, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
EDWARD JONES	BB&T INVESTMENT SERVICES, INC.	Sep 21, 2007	Dec 5, 2007	75	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Mar 2, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 5, 2007 to Jan 2, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 22, 2007 to Sep 21, 2007factForm ADV

Dated events

No dated event names this entity yet.