DFX Intelligence

L••• V•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

L••• V•••••• E••••••

Advisor at F••••••• W••••• M••••••••• L••

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• M••••••••• L••	Independent wealth	Sep 4, 2014	n/a	yes	HOUSTON, TX	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Jun 4, 2004	Sep 17, 2014	no	HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	F••••••• W••••• M••••••••• L••	Sep 17, 2014	Sep 4, 2014	-13	Firm change	Other
A••••••••• L•••	D••••••• B••• S••••••••• I•••	May 19, 2004	Jun 4, 2004

Relationships

Registered with (3)

→ F••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 4, 2014 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 4, 2004 to Sep 17, 2014factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Dec 7, 2000 to May 19, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 7, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.