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I••• A••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

I••• A••••••• L•

CRD 323562

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:73b283e9-190e-26e7-a772-25b888570d0e

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 2
On other graphs: 1
Observed: Sep 23, 2022 to Mar 28, 2025
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I••• A••••••• L•

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $191MItem 5.F on the latest filing (2025-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $191M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••• F•••• L•••	Private Equity Fund	$192M	May 14, 2024	16	Mar 27, 2024	reported	021-475631

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• J•••• Y••••••	CO-CEO	C	yes	12/2022	Sep 23, 2022	May 14, 2024
E••••• J•••• Y••••••	CO-CEO	Na	yes	09/2022	Sep 23, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••••••• P•••••••• L•	n/a	Former SEC adviser	$13B	N	yes	n/a
I••• I•••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	Private funds	Fund GAV
2024

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$191M	$192M	-0.6%	n/a	n/a	45	46	1	1

Relationships

Affiliated with (2)

← I•••••••• P•••••••• L•Registered adviserother investment adviser, control, common control
factForm ADV
→ I•••••••• P•••••••• L•Registered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ I••• F•••• L•••Private fundPrivate Equity Fund, IA
Mar 27, 2024 to presentfactForm ADV

Controls (10)

Dated events

Occurred
Jun 2, 2025
Left the SEC roster
I••• A••••••• L• no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $191.3M)
Form ADVobserved 7 days ago
$191M
Occurred
Sep 23, 2022
First Form ADV filing
I••• A••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73b283e9-190e-26e7-a772-25b888570d0e
First observed: Sep 23, 2022
Last observed: Mar 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.